Company Summary
Tulett, Matthews & Associates Inc. is registered in the category of Portfolio Manager in all provinces of Canada under the national passport system and in Ontario under that province’s own regulatory regime. We are registered to provide discretionary portfolio management services in all ten provinces. Our head office is located in Kirkland, Quebec, and accordingly our principal regulator is Quebec’s Autorité des marchés financiers.
100% of all client assets are held by an independent custodian, TD Waterhouse Institutional Services. This division of TD Bank was established in 1987 and is responsible for the trade execution, clearing and settlement, custody of cash and securities, preparation of confirmations and monthly account statements for all clients of Tulett, Matthews & Associates. TD Waterhouse Institutional Services will only work with fully licensed advisory firms.
Backed by the strength of TD Bank Financial Group, TD Waterhouse Institutional Services Inc is a division of TD Waterhouse Canada Inc., a subsidiary of The Toronto-Dominion Bank. They are a member of the Investment Industry Regulatory Organization of Canada (IIROC), with client assets covered under the Canadian Investor Protection Fund (CIPF).
Source: Tulett, Matthews & Associates
Unique Value Proposition
We base all decisions on the risks and rewards associated with different markets and stay within the parameters of the client’s Investment Policy Statement. Client portfolios typically target one of the following six asset mix strategies: Capital Preservation, Conservative, Balanced, Moderate Growth, Growth, and Aggressive Growth.
Specifically, each portfolio is built in the following way:
• by choosing the right mix of equity, fixed income and short-term investments to generate optimal returns while minimizing risk
• by focusing on high quality short and mid-term government and corporate bonds within the fixed income component for capital preservation and portfolio stability
• by taking a global approach within the equity component to enhance diversification and provide participation in growth opportunities worldwide
• by ‘tilting’ equities toward an appropriate amount of value (stocks with low price-to-book valuations ) and small-company stocks to increase expected rates of return
• by using passively managed investments with highly diversified positions to capture the returns of entire asset classes
Source: Tulett, Matthews & Associates
AUM ($Bil)
Year Founded
1995
Key Personnel
Don Tulett, Partner & Portfolio Manager
Keith Matthews, Partner & Portfolio Manager
Hugh Campbell, Partner
Address
3535 St-Charles Blvd.
Suite 703
Kirkland, Quebec
H9H 5B9